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Filing Details

Accession Number:: 0001127602-21-012253
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-29 17:31:55
Reporting Period:: 2021-03-26

Accepted Time:: 2021-03-29 17:31:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700758	K Richard Strege	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-03-26	3,176	$168.70	5,247	No	4	M	Direct
Common Stock	Disposition	2021-03-26	3,176	$229.62	2,071	No	4	S	Direct
Common Stock	Acquisiton	2021-03-29	1,824	$168.70	3,895	No	4	M	Direct
Common Stock	Disposition	2021-03-29	1,824	$230.46	2,071	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-26	3,176	$0.00	3,176	$168.70
Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-29	1,824	$0.00	1,824	$168.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,824		2027-02-09	No	4	M	Direct
0		2027-02-09	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$161.18		2028-02-15	4,774	4,774	Direct
Common Stock	Stock Option (Right to Buy)	$155.92	2020-02-14	2029-02-14	5,000	5,000	Direct
Common Stock	Stock Option (Right to Buy)	$155.34	2021-02-13	2030-02-13	5,300	5,300	Direct
Common Stock	Stock Option (Right to Buy)	$189.89	2022-02-11	2031-02-11	3,628	3,628	Direct
Common Stock	Restricted Stock Units	$0.00	2024-02-11	2024-02-11	566	566	Direct
Common Stock	Performance Units	$0.00			672	672	Direct
Common Stock	Performance Units	$0.00			668	668	Direct
Common Stock	Performance Units	$0.00			1,131	1,131	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-02-15	4,774	4,774	Direct
2029-02-14	5,000	5,000	Direct
2030-02-13	5,300	5,300	Direct
2031-02-11	3,628	3,628	Direct
2024-02-11	566	566	Direct
	672	672	Direct
	668	668	Direct
	1,131	1,131	Direct

Footnotes

The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.
Includes 0.1484 shares acquired under a dividend reinvestment plan.
This transaction was executed in multiple trades at prices ranging from $229.50 to $229.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon requested to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
This transaction was executed in multiple trades at prices ranging from $230.01 to $230.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Option fully vested.
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.