Filing Details

Accession Number:
0001209191-21-023324
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-03-26 18:46:52
Reporting Period:
2021-02-26
Accepted Time:
2021-03-26 18:46:52
Original Submission Date:
2021-03-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029142 Dynavax Technologies Corp DVAX Pharmaceutical Preparations (2834) 330728374
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1812025 Justin Burgess C/O Dynavax Technologies
2100 Powell Street, Suite 900
Emeryville CA 94608
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-12 376 $3.39 1,221 No 4 A Direct
Common Stock Acquisiton 2021-02-26 3,167 $0.00 4,388 No 4 M Direct
Common Stock Acquisiton 2021-02-26 3,906 $0.00 8,294 No 4 M Direct
Common Stock Acquisiton 2021-03-01 2,839 $0.00 11,133 No 4 M Direct
Common Stock Disposition 2021-03-01 1,325 $8.88 9,808 No 4 S Direct
Common Stock Disposition 2021-03-01 1,633 $8.88 8,175 No 4 S Direct
Common Stock Disposition 2021-03-02 1,186 $8.82 6,989 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-02-26 3,167 $0.00 3,167 $0.00
Common Stock Restricted Stock Unit Disposition 2021-02-26 3,906 $0.00 3,906 $0.00
Common Stock Restricted Stock Unit Disposition 2021-03-01 2,839 $0.00 2,839 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,333 No 4 M Direct
3,906 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. Represents 376 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 12, 2021
  2. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020. Delivery of the shares in settlement of the RSUs was deferred to February 26, 2021.
  3. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019. Delivery of the shares in settlement of the RSUs was deferred to February 26, 2021.
  4. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of March 1, 2018.
  5. The reporting person is reporting the sale of 1,325 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 26, 2021.
  6. The reporting person is reporting the sale of 1,633 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 26, 2021.
  7. The reporting person is reporting the sale of 1,186 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 1, 2021.