Filing Details
- Accession Number:
- 0001209191-21-023324
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-03-26 18:46:52
- Reporting Period:
- 2021-02-26
- Accepted Time:
- 2021-03-26 18:46:52
- Original Submission Date:
- 2021-03-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1812025 | Justin Burgess | C/O Dynavax Technologies 2100 Powell Street, Suite 900 Emeryville CA 94608 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-12 | 376 | $3.39 | 1,221 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-02-26 | 3,167 | $0.00 | 4,388 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-02-26 | 3,906 | $0.00 | 8,294 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-01 | 2,839 | $0.00 | 11,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-01 | 1,325 | $8.88 | 9,808 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-01 | 1,633 | $8.88 | 8,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-02 | 1,186 | $8.82 | 6,989 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2021-02-26 | 3,167 | $0.00 | 3,167 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2021-02-26 | 3,906 | $0.00 | 3,906 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2021-03-01 | 2,839 | $0.00 | 2,839 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,333 | No | 4 | M | Direct | ||
3,906 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Represents 376 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 12, 2021
- Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020. Delivery of the shares in settlement of the RSUs was deferred to February 26, 2021.
- Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019. Delivery of the shares in settlement of the RSUs was deferred to February 26, 2021.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of March 1, 2018.
- The reporting person is reporting the sale of 1,325 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 26, 2021.
- The reporting person is reporting the sale of 1,633 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 26, 2021.
- The reporting person is reporting the sale of 1,186 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 1, 2021.