Filing Details

Accession Number:
0001140361-21-010097
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-25 21:39:38
Reporting Period:
2021-03-23
Accepted Time:
2021-03-25 21:39:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822523 Afc Gamma Inc. AFCG Real Estate (6500) 851807125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1843401 Gilbert Jonathan Kalikow 525 Okeechobee Blvd., Suite 1770
West Palm Beach FL 33401
Head Of Real Estate No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-23 5,000 $19.00 5,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2021-03-23 14,000 $0.00 14,000 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,000 2028-03-23 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 668,500 Indirect See footnote
Footnotes
  1. The shares were purchased in the Issuer's directed share program at the initial public offering price.
  2. The shares are held directly by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole General Partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE.
  3. The shares subject to this option shall vest over a four-year period with approximately 33% vesting on each of the second, third and fourth anniversaries of the consummation of the Issuer's initial public offering.