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Filing Details

Accession Number:: 0001453622-21-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-25 18:58:15
Reporting Period:: 2021-03-23

Accepted Time:: 2021-03-25 18:58:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1796022	Stepstone Group Inc.	STEP	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1163432	B George Kaiser	C/O Frederic Dorwart, Lawyers 124 East Fourth Street Tulsa OK 74103	No	No	Yes	No
1394221	Argonaut Holdings, L.l.c.	6733 S. Yale Ave. Tulsa OK 74136	No	No	Yes	No
1585937	Arg Private Equity, Llc	6733 S. Yale Ave. Tulsa OK 74136	No	No	Yes	No
1610279	R Steven Mitchell	C/O Stepstone Group Inc. 450 Lexington Avenue, 31St Floor New York NY 10017	Yes	No	Yes	No
1728668	Robert Waldo	6733 S. Yale Ave. Tulsa, OK 74136	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common Stock	Disposition	2021-03-23	1,439,814	$0.00	4,993,044	No	4	D	Direct
Class A Common Stock	Acquisiton	2021-03-23	1,439,814	$0.00	1,564,814	No	4	C	Direct
Class A Common Stock	Disposition	2021-03-23	1,439,814	$28.32	125,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	D	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Units	Disposition	2021-03-23	1,439,814	$0.00	1,439,814	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,993,044			No	4	C	Direct

Footnotes

On March 23, 2021, the Reporting Person exchanged 1,439,814 Class B Units of StepStone Group LP for 1,439,814 shares of Class A Common Stock. In connection with the exchange, 1,439,814 shares of Class B Common Stock were automatically redeemed and cancelled.
62,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 62,500 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
The remaining securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.