Filing Details

Accession Number:
0001796022-21-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-25 18:54:05
Reporting Period:
2021-03-23
Accepted Time:
2021-03-25 18:54:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1796022 Stepstone Group Inc. STEP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526095 M. Darren Friedman C/O Stepstone Group Inc.
450 Lexington Avenue, 31St Floor
New York NY 10017
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2021-03-23 200,000 $0.00 1,263,022 No 4 D Direct
Class A Common Stock Acquisiton 2021-03-23 200,000 $0.00 317,600 No 4 C Direct
Class A Common Stock Disposition 2021-03-23 200,000 $28.32 117,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Units Disposition 2021-03-23 200,000 $0.00 200,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,263,022 No 4 C Direct
Footnotes
  1. On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.
  2. The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
  3. On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.