Filing Details
- Accession Number:
- 0001127602-21-012002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-25 15:12:13
- Reporting Period:
- 2021-03-24
- Accepted Time:
- 2021-03-25 15:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1725846 | A. Jed Plafker | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2021-03-24 | 20,782 | $28.67 | 147,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.5850 to $28.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Of the amount of securities beneficially owned, 80,313 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards.
Billionaire Hedge Funds
