Filing Details
- Accession Number:
- 0001654954-21-003238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-24 21:31:14
- Reporting Period:
- 2021-03-22
- Accepted Time:
- 2021-03-24 21:31:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323310 | H William Everett | C/O Issuer Direct Corp. One Glenwood Ave, Suite 1001 Raleigh NC 27603 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-22 | 5,949 | $23.44 | 24,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-03-22 | 8,000 | $17.40 | 32,446 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-23 | 2,660 | $23.02 | 29,786 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Disposition | 2021-03-22 | 8,000 | $0.00 | 8,000 | $17.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-06-01 | 2028-06-01 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold these 5,949 shares of common stock in order to pay the exercise price for the option exercise described in footnote 3 below.
- The $23.44 represents a weighted average price. The Reporting Person sold 5,698 shares of common stock at a price of $23.45 per share, 220 shares of common stock at a price of $23.21 per share and 31 shares of common stock at a price of $23.15 per share.
- The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.
- The $23.02 represents a weighted average price. The Reporting Person sold 1,120 shares of common stock at a price of $23.12 per share, 960 shares of common stock at a price of $22.80 per share, 500 shares of common stock at a price of $23.21 per share and 80 shares of common stock at a price of $23.00 per share.