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Filing Details

Accession Number:: 0001834606-21-000021
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-24 21:02:00
Reporting Period:: 2021-03-22

Accepted Time:: 2021-03-24 21:02:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
922864	Apartment Investment & Management Co	AIV	Real Estate Investment Trusts (6798)	841259577

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1229384	Terry Considine	4582 S. Ulster Street Suite 1700 Denver CO 80237	Director	Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-03-22	100,000	$5.69	400,000	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2021-03-23	100,000	$5.67	500,000	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2021-03-24	100,000	$5.82	600,000	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	184,745	Direct
Class A Common Stock	34,724	Indirect	See footnote

Footnotes

Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 6,260,072 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, 4, 5, and 7 below.
The reporting person holds 184,745 shares directly. In addition, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The reporting person also holds 114,768 LTIP Units and 413,231 LTIPII Units.
In addition, as part of his overall equity stake, the reporting person holds 1,722,490 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based OP Units.
In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.
Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.655 to $5.75. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.66 to $5.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.
This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.87. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.