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Filing Details

Accession Number:: 0001387131-21-003869
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-24 20:57:27
Reporting Period:: 2021-03-22

Accepted Time:: 2021-03-24 20:57:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1822479	Sotera Health Co	SHC	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1591432	Gtcr Co-Invest Xi Lp	300 North Lasalle Street, Suite 5600 Chicago IL 60654	Yes	No	Yes	No
1591434	Gtcr Fund Xi/A Lp	300 North Lasalle Street, Suite 5600 Chicago IL 60654	Yes	No	Yes	No
1591436	Gtcr Fund Xi/C Lp	300 North Lasalle Street, Suite 5600 Chicago IL 60654	Yes	No	Yes	No
1827977	Gtcr Investment Xi Llc	300 North Lasalle Street, Suite 5600 Chicago IL 60654	Yes	No	Yes	No
1828028	Gtcr Partners Xi/A&C Lp	300 North Lasalle Street, Suite 5600 Chicago IL 60654	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share ("Common Stock")	Disposition	2021-03-22	9,008,388	$26.12	70,278,209	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Footnotes

On March 22, 2021, the GTCR XI Funds (as defined below) sold a total of 9,008,388 shares of Common Stock of Sotera Health Company (the "Issuer") in an underwritten public secondary offering (the "Offering").
Following the Offering, consists of (i) 55,778,268 shares of Common Stock held directly by GTCR Fund XI/A LP, a Delaware limited partnership ("Fund XI/A"), (ii) 14,052,901 shares of Common Stock held directly by GTCR Fund XI/C LP, a Delaware limited partnership ("Fund XI/C"), and (iii) 447,040 shares of Common Stock held directly by GTCR Co-Invest XI LP, a Delaware limited partnership ("Co-Invest XI", and together with Fund XI/A and Fund XI/C, the "GTCR XI Funds").
GTCR Partners XI/A&C LP ("Partners XI/A&C") is the general partner of each of Fund XI/A and Fund XI/C. GTCR Investment XI LLC ("Investment XI" and together with the GTCR XI Funds and Partners XI/A&C, the "GTCR Entities"), is the general partner of Co-Invest XI and Partners XI/A&C. Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Craig A. Bondy, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the shares of Common Stock.
Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Common Stock held of record by the GTCR XI Funds, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares of Common Stock held of record by the GTCR XI Funds except to the extent of his pecuniary interest therein.
Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Information with respect to each of the GTCR Entities is given solely by such GTCR Entity, and no GTCR Entity has responsibility for the accuracy or completeness of information supplied by another GTCR Entity.