Filing Details
- Accession Number:
- 0001140361-11-023362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-27 16:06:41
- Reporting Period:
- 2011-04-25
- Filing Date:
- 2011-04-27
- Accepted Time:
- 2011-04-27 16:06:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037760 | Cepheid | CPHD | Laboratory Analytical Instruments (3826) | 770441625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289322 | Russell Enns | C/O Cepheid 904 Caribbean Drive Sunnyvale CA 94089 | Svp, Chief Regulatory Ofr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-26 | 19,500 | $11.94 | 23,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-26 | 19,500 | $31.94 | 3,750 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-04-25 | 36,000 | $0.00 | 36,000 | $31.49 |
Common Stock | Restricted Stock Units | Acquisiton | 2011-04-25 | 4,000 | $0.00 | 4,000 | $0.00 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-04-26 | 19,500 | $0.00 | 19,500 | $11.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,000 | 2018-04-24 | No | 4 | A | Direct | |
4,000 | No | 4 | A | Direct | ||
6,500 | 2014-04-24 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 plan adopted by the reporting person on May 6, 2010.
- 25% of the shares subject to the grant vest and become exercisable on the one-year anniversary of the grant date, then 2.083% of the shares subject to the grant vest and become exercisable each month thereafter, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- 25% of the restricted stock units ("RSUs") vest on the one-year anniversary of the grant date, then 6.25% of the RSUs vest each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- The stock option grant is 100% vested and immediately exercisable.