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Filing Details

Accession Number:: 0001562180-21-002418
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-23 18:45:21
Reporting Period:: 2021-02-25

Accepted Time:: 2021-03-23 18:45:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1265131	Hilltop Holdings Inc.	HTH	State Commercial Banks (6022)	841477939

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1457416	Lee Lewis	6565 Hillcrest Avenue Dallas TX 75205		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-25	29,567	$33.23	373,850	No	4	S	Indirect	By Lee Lewis Construction
Common Stock	Disposition	2021-02-26	70,000	$33.11	303,850	No	4	S	Indirect	By Lee Lewis Construction
Common Stock	Disposition	2021-03-01	70,000	$33.94	233,850	No	4	S	Indirect	By Lee Lewis Construction

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Lee Lewis Construction
No	4	S	Indirect	By Lee Lewis Construction
No	4	S	Indirect	By Lee Lewis Construction

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	52,782	Direct

Footnotes

The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.92, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.76 to $33.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.42 to $34.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.