Filing Details

Accession Number:
0001179110-21-003725
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-23 17:12:19
Reporting Period:
2021-03-19
Accepted Time:
2021-03-23 17:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610250 Boot Barn Holdings Inc. BOOT Retail-Shoe Stores (5661) 900776290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1766683 John Hazen C/O Boot Barn Holdings, Inc.
15345 Barranca Pkwy
Irvine CA 92618
Chief Digital Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-19 11,254 $18.66 11,254 No 4 M Direct
Common Stock Disposition 2021-03-19 11,254 $64.59 0 No 4 S Direct
Common Stock Disposition 2021-03-19 1,293 $65.60 2,459 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2021-03-19 11,254 $0.00 11,254 $18.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,508 2026-03-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,575 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $28.63 2029-05-20 9,321 9,321 Direct
Common Stock Options $20.94 2030-05-21 12,213 12,213 Direct
Common Stock Options $24.08 2030-05-21 13,035 13,035 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-05-20 9,321 9,321 Direct
2030-05-21 12,213 12,213 Direct
2030-05-21 13,035 13,035 Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Reflects the weighted average price of sales on March 19, 2021. The shares were sold in multiple transactions at prices ranging from $62.85 to $65.72, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. On March 19, 2021, in connection with the vesting of shares underlying 3,752 previously disclosed restricted stock units, the issuer withheld 1,293 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $65.60 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of March 19, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below.
  4. Consists of the number of shares of common stock held by the reporting person as of March 19, 2021 that are not subject to further vesting conditions.
  5. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of March 19, 2021 that remain subject to time-based vesting.
  6. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
  7. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.