Filing Details
- Accession Number:
- 0001156039-21-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-23 16:31:14
- Reporting Period:
- 2021-03-22
- Accepted Time:
- 2021-03-23 16:31:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608538 | D Peter Haytaian | 220 Virginia Avenue Indianapolis IN 46204 | Evp & President, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-22 | 15,593 | $146.93 | 59,544 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-22 | 22,500 | $131.80 | 82,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-22 | 300 | $345.59 | 81,744 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 9,387 | $347.44 | 72,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 12,416 | $348.52 | 59,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 26,777 | $349.53 | 33,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 7,891 | $350.21 | 25,273 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 400 | $351.32 | 24,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-22 | 2,329 | $352.84 | 22,544 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-03-22 | 15,593 | $0.00 | 15,593 | $146.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-03-22 | 22,500 | $0.00 | 22,500 | $131.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-02 | No | 4 | M | Direct | |
| 1,848 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.
- This transaction was executed in multiple trades at prices ranging from $345.53 to $345.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $346.93 to $347.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $347.95 to $348.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $348.97 to $349.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $349.97 to $350.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $350.99 to $351.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 22,353 shares and is exercisable in six semi-annual installments, with three installments of 3,725 shares each and three installments of 3,726 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted
- The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.
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