Filing Details

Accession Number:
0001415889-21-001617
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-23 08:09:43
Reporting Period:
2021-03-19
Accepted Time:
2021-03-23 08:09:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1134765 Charlie's Holdings Inc. CHUC Medicinal Chemicals & Botanical Products (2833) 841575085
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1793041 Keith Stump C/O Charlie'S Holdings, Inc.
1007 Brioso Drive
Costa Mesa CA 92627
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-19 120,000,000 $0.00 213,086,946 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.