Filing Details
- Accession Number:
- 0001415889-21-001617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-23 08:09:43
- Reporting Period:
- 2021-03-19
- Accepted Time:
- 2021-03-23 08:09:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1134765 | Charlie's Holdings Inc. | CHUC | Medicinal Chemicals & Botanical Products (2833) | 841575085 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1793041 | Keith Stump | C/O Charlie'S Holdings, Inc. 1007 Brioso Drive Costa Mesa CA 92627 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-19 | 120,000,000 | $0.00 | 213,086,946 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The shares were sold to the Reporting Person by Brandon Stump, Chief Executive Officer of the Issuer and a member of the Board of Directors of the Issuer (the "Board"), and by Ryan Stump, Chief Operating Officer of the Issuer and a member of the Board, in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.