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Filing Details

Accession Number:: 0000895345-21-000383
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-22 21:24:18
Reporting Period:: 2021-03-18

Accepted Time:: 2021-03-22 21:24:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771193	Douglas Friedman	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	General Counsel And Secretary	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2021-03-18	1,536	$72.75	66,570	No	4	F	Direct
Class A Common Stock	Acquisiton	2021-03-18	6	$0.00	66,576	No	4	A	Direct
Class A Common Stock	Disposition	2021-03-19	800	$72.85	65,776	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-19	671	$73.67	65,105	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.49 to $73.92, inclusive.