Filing Details
- Accession Number:
- 0001179110-21-003685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-22 17:49:28
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-22 17:49:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1362190 | Audioeye Inc | AEYE | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586216 | Carr Bettis | C/O Audioeye Inc 5210 E. Williams Circle, Suite 750 Tucson AZ 85711 | Exec Chrmn/Chrmn Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-17 | 14,206 | $26.33 | 478,522 | No | 4 | S | Indirect | CSB IV US Holdings, LLC |
Common Stock | Disposition | 2021-03-17 | 35,996 | $27.10 | 442,526 | No | 4 | S | Indirect | CSB IV US Holdings, LLC |
Common Stock | Disposition | 2021-03-17 | 202 | $27.76 | 442,324 | No | 4 | S | Indirect | CSB IV US Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | CSB IV US Holdings, LLC |
No | 4 | S | Indirect | CSB IV US Holdings, LLC |
No | 4 | S | Indirect | CSB IV US Holdings, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 407,314 | Direct | |
Common Stock | 27,593 | Indirect | J. Carr & Stephanie V. Bettis Revocable Trust, Dated January 1, 2003 |
Common Stock | 18,600 | Indirect | Carr Bettis IRA |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021.
- Reflects the weighted average price of 14,206 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $25.62 to $26.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
- Reflects the weighted average price of 35,996 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $26.63 to $27.57 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.
- Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.