Filing Details
- Accession Number:
- 0001209191-21-022334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-22 16:16:17
- Reporting Period:
- 2021-03-19
- Accepted Time:
- 2021-03-22 16:16:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705476 | Anders Malmstrom | C/O Equitable Holdings, Inc. 1290 Avenue Of The Americas New York NY 10104 | Senior Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-19 | 81,345 | $21.34 | 221,413 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 78,535 | $18.74 | 299,948 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 41,000 | $23.18 | 340,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-19 | 200,880 | $32.82 | 140,068 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-19 | 81,345 | $0.00 | 81,345 | $21.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-19 | 78,535 | $0.00 | 78,535 | $18.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-19 | 41,000 | $0.00 | 41,000 | $23.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 240,800 | 2028-03-01 | No | 4 | M | Direct | |
| 162,265 | 2029-02-14 | No | 4 | M | Direct | |
| 121,265 | 2030-02-26 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $32.0600 to $33.0500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested in three equal annual installments beginning on March 1, 2019.
- The options vested/vest in three equal annual installments beginning on February 14, 2020.
- The options vested/vest in three equal annual installments beginning on February 26, 2021.
Billionaire Hedge Funds
