Filing Details
- Accession Number:
- 0000950142-21-001028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 18:35:34
- Reporting Period:
- 2021-03-16
- Accepted Time:
- 2021-03-19 18:35:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1322439 | Eagle Bulk Shipping Inc. | EGLE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949509 | Oaktree Capital Management Lp | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90771 | No | No | Yes | No | |
1001085 | Brookfield Asset Management Inc. | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | Yes | No | |
1403382 | Oaktree Holdings, Inc. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90771 | No | No | Yes | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90771 | No | No | Yes | No | |
1403528 | Oaktree Capital Group, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90771 | No | No | Yes | No | |
1540229 | Ltd Partners | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | Yes | No | |
1623261 | Ltd. Holdings Eb Opps Ocm | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90771 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share ("Common Stock") | Disposition | 2021-03-16 | 36,440 | $37.98 | 4,047,975 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2021-03-17 | 62,566 | $37.53 | 3,985,409 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2021-03-18 | 39,687 | $38.18 | 3,945,722 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The number of shares has been adjusted for the Issuer?s 1-for-7 reverse stock split effected on September 15, 2020.
- This Form 4 is being filed by OCM Opps EB Holdings, Ltd ("EB Holdings") with respect to the 3,945,722 shares of the Issuer's common stock, par value 0.01 per share ("Common Stock"), that may be deemed to be beneficially owned by the Reporting Persons (as defined below) all of which are directly owned by EB Holdings. This Form 4 is also being filed by each of (i) Oaktree Capital Management, L.P. ("Management") as the sole director of EB Holdings; (ii) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (iii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as the indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. (?BAM?), as the indirect owner of the class A units of OCG and (cont'd on FN 3)
- (cont'd from FN 2) (xi) Partners Limited (?Partners Limited?, and, together with EB Holdings, Management, Holdings, Inc., OCG, OCGH GP and BAM, the "Reporting Persons" and each a "Reporting Person") as the sole owner of Class B Limited Voting Shares of BAM.
- Each Reporting Person disclaims beneficial ownership of the Common Stock reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any Common Stock covered by this Form 4.
- The members of OCGH GP are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank and Sheldon M. Stone, who, by virtue of their membership interests in OCGH GP, may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by EB Holdings. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Reporting Persons, except to the extent of any pecuniary interest therein.