Filing Details
- Accession Number:
- 0001209191-21-022142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 17:32:05
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-19 17:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195304 | J John Goggins | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-17 | 9,908 | $79.55 | 19,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-17 | 6,216 | $294.27 | 13,257 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-17 | 8,435 | $80.81 | 21,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-17 | 3,800 | $292.84 | 17,892 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 1,460 | $294.31 | 16,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 51 | $295.40 | 16,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-17 | 9,908 | $0.00 | 9,908 | $79.55 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-17 | 8,435 | $0.00 | 8,435 | $80.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-12 | 2024-02-12 | No | 4 | M | Direct |
| 0 | 2017-02-12 | 2026-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$294.08 to $294.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- One fourth of the options vested each year beginning with the date indicated.
Billionaire Hedge Funds
