Filing Details
- Accession Number:
- 0001683168-21-001011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 17:25:17
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-19 17:25:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704562 | Avid Bioservices Inc. | CDMO | Pharmaceutical Preparations (2834) | 953698422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435745 | R Mark Bamforth | 2642 Michelle Drive, Suite 200 Tustin CA 92780 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2021-03-17 | 100,000 | $18.18 | 0 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2021-03-17 | 26,000 | $18.18 | 0 | No | 4 | S | Indirect | By Self as co-trustee of the Mark R. Bamforth Family Trust |
Common Stock, $0.001 Par Value | Acquisiton | 2021-03-17 | 126,000 | $18.18 | 126,000 | No | 4 | P | Indirect | By Mark R. Bamforth Irrevocable Trust dated April 2, 2015 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Self as co-trustee of the Mark R. Bamforth Family Trust |
No | 4 | P | Indirect | By Mark R. Bamforth Irrevocable Trust dated April 2, 2015 |
Footnotes
- Represents a private sale between the reporting person and the Mark R. Bamforth Irrevocable Trust dated April 2, 2015, for which the reporting person's wife and children serve as co-trustees and are beneficiaries of the Trust.
- The value of the shares transferred to the Mark R. Bamforth Irrevocable Trust dated April 2, 2015 was measured by the closing price of the Issuer's common stock on March 17, 2021.