Filing Details
- Accession Number:
- 0001437749-21-006645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 17:10:03
- Reporting Period:
- 2021-03-18
- Accepted Time:
- 2021-03-19 17:10:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505910 | Scott Bluestein | C/O Hercules Capital, Inc. 31 St. James Avenue, Suite 790 Boston MA 02116 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-18 | 80,000 | $15.80 | 923,086 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2021.
- Average sale price. Shares sold at prices between $15.62 and $16.04.
Billionaire Hedge Funds
