Filing Details
- Accession Number:
- 0001567619-21-006686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 16:07:42
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-19 16:07:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593976 | M. Richard Sanders | 5655 Pennant Court Cape Coral FL 33914 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-17 | 47,227 | $2.72 | 314,972 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 77,564 | $0.00 | 392,536 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | $2.76 | 2019-03-06 | 2023-03-06 | 51,724 | 51,724 | Direct |
| Common Stock | Non-Qualified Stock Option | $1.39 | 2018-04-01 | 2022-05-24 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-03-06 | 51,724 | 51,724 | Direct |
| 2022-05-24 | 100,000 | 100,000 | Direct |
Footnotes
- Shares sold to pay taxes due upon vesting of restricted stock units.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.69 to $2.76, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company.
Billionaire Hedge Funds
