Filing Details
- Accession Number:
- 0001225208-21-005684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 16:04:44
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-19 16:04:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179385 | B Ronald Griffin | 123 South Front Street Memphis TN 38103 | Sr. Vice President & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-17 | 5,593 | $507.79 | 6,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-17 | 109 | $1,307.27 | 5,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 399 | $1,305.38 | 5,567 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 1,106 | $1,306.63 | 4,461 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-17 | 3,979 | $1,304.10 | 482 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-18 | 8,600 | $744.62 | 9,082 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-18 | 733 | $507.79 | 9,815 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-18 | 766 | $1,313.00 | 9,049 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-18 | 8,567 | $1,312.03 | 482 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-17 | 5,593 | $0.00 | 5,593 | $507.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-18 | 733 | $0.00 | 733 | $507.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-18 | 8,600 | $0.00 | 8,600 | $744.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 733 | 2024-09-24 | No | 4 | M | Direct | |
| 0 | 2024-09-24 | No | 4 | M | Direct | |
| 0 | 2025-10-07 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average price per shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer"), of sales that were executed at prices ranging from $1307.24 -$1307.29 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1305.03 -$1305.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1306.19 -$1307.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1304.00 - $1304.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1312.00 - $1312.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
- Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.
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