Home > Insider Trading > Filing (0001604643-21-000019)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	Refrigeration & Service Industry Machinery (3580)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720857	Martin Lamb	Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-03-16	55,000	$26.84	10,948	No	4	S	Direct
Common Stock	Disposition	2021-03-16	20,000	$27.02	119,711	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	130,000	Indirect	By FIC

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2021.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $27.08, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 5 to this Form 4.
The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the Bare trust referenced in footnote 6 below on February 12, 2021.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.09, inclusive.
Shares held by a Bare trust for the benefit of the reporting person's immediate family members and for which the reporting person retains investment control.
Shares held by a family investment company for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.