Filing Details
- Accession Number:
- 0001739910-21-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-18 16:47:50
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-18 16:47:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156388 | Big 5 Sporting Goods Corp | BGFV | Retail-Miscellaneous Shopping Goods Stores (5940) | 954388794 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739812 | D Luke Thompson | C/O Big 5 Sporting Goods Corporation 2525 East El Segundo Blvd. El Segundo CA 90245 | Senior Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2021-03-17 | 18,750 | $6.20 | 51,208 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2021-03-17 | 6,000 | $4.07 | 57,208 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2021-03-17 | 3,300 | $2.23 | 60,508 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2021-03-17 | 28,050 | $16.05 | 32,458 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2021-03-17 | 8,458 | $15.99 | 24,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2021-03-17 | 18,750 | $0.00 | 18,750 | $6.20 |
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2021-03-17 | 6,000 | $0.00 | 6,000 | $4.07 |
| Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2021-03-17 | 3,300 | $0.00 | 3,300 | $2.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2028-03-01 | No | 4 | M | Direct | |
| 6,000 | 2029-03-01 | No | 4 | M | Direct | |
| 9,900 | 2030-02-28 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price for multiple transactions at prices ranging from $15.88 to $16.20 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price for multiple transactions at prices ranging from $15.87 to $16.10 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022.
- These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023.
- These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024.
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