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Filing Details

Accession Number:: 0000895345-21-000348
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-17 21:21:05
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-17 21:21:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771194	William Hult	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-03-15	24,844	$0.00	415,222	No	4	A	Direct
Class A Common Stock	Acquisiton	2021-03-15	95,238	$20.59	510,460	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-15	95,238	$74.58	415,222	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-03-16	56,769	$20.59	471,991	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-16	54,935	$74.90	417,056	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-16	1,834	$75.46	415,222	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-15	95,238	$0.00	95,238	$20.59
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-16	56,769	$0.00	56,769	$20.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
569,557		2028-10-26	No	4	M	Direct
512,788		2028-10-26	No	4	M	Direct

Footnotes

The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021.
This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.15 to $75.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5 and 6 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.42 to $75.41, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.42 to $75.53, inclusive.
This option is fully vested and exercisable as of the date hereof.