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Filing Details

Accession Number:: 0001209191-21-021623
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-17 21:17:33
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-17 21:17:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1031530	M Thomas Siebel	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94603	Chief Executive Officer	Yes	Yes	Yes	No
1834425	Siebel Living Trust U/A/D 7/27/93, As Amended	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-03-15	209,632	$86.35	9,584,654	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-15	78,628	$87.05	9,506,026	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-15	116,051	$88.29	9,389,975	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-15	43,539	$89.27	9,346,436	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-15	27,091	$90.27	9,319,345	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-15	9,919	$91.27	9,309,426	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-16	16,764	$85.71	9,292,662	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-16	19,601	$86.44	9,273,061	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-16	5,670	$87.27	9,267,391	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-16	100	$88.09	9,267,291	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-17	8,762	$79.99	9,258,529	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-17	3,800	$80.98	9,254,729	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-17	10,857	$81.97	9,243,872	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-03-17	4,400	$82.82	9,239,472	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-03-17	163,934	$1.86	2,339,600	No	4	M	Direct
Class A Common Stock	Disposition	2021-03-17	379,410	$80.62	1,960,190	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-17	125,225	$81.51	1,834,965	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-17	74,671	$82.47	1,760,294	No	4	S	Direct
Class A Common Stock	Disposition	2021-03-17	3,904	$83.21	1,756,390	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-03-17	163,934	$0.00	163,934	$1.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,336,066		2026-11-29	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	9,216	Indirect	See Footnote
Class A Common Stock	170,294	Indirect	See Footnote
Class A Common Stock	72,695	Indirect	See Footnote
Class A Common Stock	1,237,115	Indirect	See Footnote

Footnotes

Represents weighted average sales price. The shares were sold at prices ranging from $85.80 to $86.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by The Siebel Living Trust u/a/d 7/27/93, a amended, of which the Reporting Person is trustee.
Represents weighted average sales price. The shares were sold at prices ranging from $86.80 to $87.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.84 to $88.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.84 to $89.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $89.84 to $90.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $90.85 to $91.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $79.48 to $80.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $80.49 to $81.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $81.51 to $82.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $82.71 to $83.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $80.16 to $81.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $81.16 to $82.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $82.16 to $83.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $83.18 to $83.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates.