Filing Details
- Accession Number:
- 0001213900-21-016184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 20:00:25
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 20:00:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1733413 | Tff Pharmaceuticals Inc. | TFFP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221451 | Stephen Rocamboli | 2600 Via Fortuna, Suite 360 Austin TX 78746 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-15 | 14,756 | $2.50 | 30,478 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-15 | 5,250 | $5.00 | 35,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-15 | 20,006 | $16.85 | 15,722 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-15 | 14,756 | $0.00 | 14,756 | $2.50 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-15 | 5,250 | $0.00 | 5,250 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
107,673 | 2019-09-26 | 2028-09-26 | No | 4 | M | Direct |
102,423 | 2020-10-29 | 2029-10-28 | No | 4 | M | Direct |
Footnotes
- The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
- 23,003 shares of common stock vested on September 26, 2019 and the remainder of the shares vest at an approximate rate of 5,750 every three months thereafter
- 10,948 shares of common stock vested on October 29, 2020 and the remainder of the shares vest at an approximate rate of 2,737 every three months thereafter