Filing Details
- Accession Number:
- 0001209191-21-021580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 19:58:43
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 19:58:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1643269 | Sumo Logic Inc. | SUMO | Services-Prepackaged Software (7372) | 272234444 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1822439 | Katherine Haar | 305 Main Street Redwood City CA 94063 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-15 | 26,707 | $0.00 | 89,213 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-03-15 | 281 | $0.00 | 89,494 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-03-16 | 5,424 | $21.66 | 84,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,500 | Indirect | See footnote |
Footnotes
- Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a four year period, subject to the Reporting Person continuing to be a Service Provider through each such date.
- Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
- Each share is represented by an RSU. The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person continuing to be a Service Provider through each such date.
- Shares sold to cover tax obligations in connection with the vesting of RSUs.
- These shares are held by Katherine I. Haar, as Trustee of the Katherine I. Haar Revocable Trust dated 7/9/19