Filing Details
- Accession Number:
- 0001209191-21-021569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 19:42:28
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 19:42:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604686 | Kenneth Moelis | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-03-15 | 60,000 | $55.75 | 740,000 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-16 | 60,000 | $56.28 | 680,000 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-17 | 60,000 | $57.28 | 620,000 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
- Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
- The Moelis Family Trust's ownership of 620,000 shares of Class A common stock is in addition to (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.