Filing Details
- Accession Number:
- 0001784996-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 18:38:01
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 18:38:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528396 | Guidewire Software Inc. | GWRE | Services-Prepackaged Software (7372) | 364468504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1784996 | George Michael Rosenbaum | 2850 South Delaware St., Suite 400 San Mateo CA 94403 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 9,064 | $0.00 | 29,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-16 | 3,116 | $106.43 | 26,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2021-03-15 | 2,556 | $0.00 | 2,556 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-03-15 | 4,606 | $0.00 | 4,606 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-03-15 | 1,902 | $0.00 | 1,902 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,015 | 2029-09-06 | No | 4 | M | Direct | |
| 46,060 | 2029-09-06 | No | 4 | M | Direct | |
| 26,628 | No | 4 | M | Direct |
Footnotes
- Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.
- The grant consists of three separate issuances of RSUs. The first is 73,696 units vesting as follows: I/4th of the units vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter. The vesting schedule in the preceding sentence corrects a clerical error in prior forms. The second is 40,887 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment of performance-based conditions was determined by the Issuer based on results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.
- The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.
- This number has been amended to fix a clerical error on the prior form.
- Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.
- The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
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