Filing Details
- Accession Number:
- 0000098246-11-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-26 15:51:10
- Reporting Period:
- 2011-04-21
- Filing Date:
- 2011-04-26
- Accepted Time:
- 2011-04-26 15:51:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016748 | K. Charles Marquis | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2011-04-21 | 7,500 | $33.99 | 86,926 | No | 4 | M | Indirect | By Revocable Trust |
Common Stock $.01 Par | Disposition | 2011-04-21 | 7,300 | $66.59 | 79,626 | No | 4 | S | Indirect | By Revocable Trust |
Common Stock $.01 Par | Disposition | 2011-04-21 | 200 | $67.05 | 79,426 | No | 4 | S | Indirect | By Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Revocable Trust |
No | 4 | S | Indirect | By Revocable Trust |
No | 4 | S | Indirect | By Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-04-21 | 7,500 | $0.00 | 7,500 | $33.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-17 | 2012-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 1,442 | Direct | |
Common Stock $.01 Par | 800 | Indirect | By Marquis Ventures LLC |
Common Stock $.01 Par | 39,600 | Indirect | By GRAT |
Common Stock $.01 Par | 39,600 | Indirect | By GRAT |
Footnotes
- Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $66.53 to $66.66 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- 1,442 shares in the total are the shares underlying RSUs.
- Marquis Ventures LLC is a California limited liability company. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by Marquis Ventures LLC.
- Shares are held by a grantor annuity trust entitiled "Charles Marquis 2010 Irrevocable Trust, as Trustee.
- Shares are held by a grantor annuity trust entitiled "Cynthia Marquis 2010 Irrevocable Trust, as Trustee.
- Granted pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3 on January 17, 2002. The option vested in two equal installments on January 17, 2003 and 2004.