Filing Details

Accession Number:
0000098246-11-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-26 15:51:10
Reporting Period:
2011-04-21
Filing Date:
2011-04-26
Accepted Time:
2011-04-26 15:51:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016748 K. Charles Marquis Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2011-04-21 7,500 $33.99 86,926 No 4 M Indirect By Revocable Trust
Common Stock $.01 Par Disposition 2011-04-21 7,300 $66.59 79,626 No 4 S Indirect By Revocable Trust
Common Stock $.01 Par Disposition 2011-04-21 200 $67.05 79,426 No 4 S Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Revocable Trust
No 4 S Indirect By Revocable Trust
No 4 S Indirect By Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Non-Qualified Stock Option (Right to Buy) Disposition 2011-04-21 7,500 $0.00 7,500 $33.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-01-17 2012-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par 1,442 Direct
Common Stock $.01 Par 800 Indirect By Marquis Ventures LLC
Common Stock $.01 Par 39,600 Indirect By GRAT
Common Stock $.01 Par 39,600 Indirect By GRAT
Footnotes
  1. Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $66.53 to $66.66 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. 1,442 shares in the total are the shares underlying RSUs.
  4. Marquis Ventures LLC is a California limited liability company. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by Marquis Ventures LLC.
  5. Shares are held by a grantor annuity trust entitiled "Charles Marquis 2010 Irrevocable Trust, as Trustee.
  6. Shares are held by a grantor annuity trust entitiled "Cynthia Marquis 2010 Irrevocable Trust, as Trustee.
  7. Granted pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3 on January 17, 2002. The option vested in two equal installments on January 17, 2003 and 2004.