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Home > Insider Trading > Filing (0000950103-21-004174)

Filing Details

Accession Number:: 0000950103-21-004174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-17 17:31:31
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-17 17:31:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616533	Smart Global Holdings Inc.	SGH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344019	Alan Marten	C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2021-03-15	3,250	$11.55	118,916	No	4	M	Direct
Ordinary Shares	Disposition	2021-03-15	3,250	$45.95	115,666	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Options (right to buy)	Disposition	2021-03-15	3,250	$0.00	3,250	$11.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
39,630		2026-05-23	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Fully vested and exercisable.