Filing Details
- Accession Number:
- 0000902664-21-001964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 17:28:16
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 17:28:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316253 | Enzo Biochem Inc | ENZ | Services-Medical Laboratories (8071) | 132866202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233571 | J Raymond Harbert | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1259933 | Harbert Management Corp | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1616659 | Harbert Fund Advisors, Inc. | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1626127 | Harbert Discovery Fund, Lp | Harbert Discovery Fund Gp, Llc 2100 Third Avenue North, Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1642336 | F. John Bryant | C/O Harbert Management Corporation 2100 Third Avenue North, Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1642389 | Kenan Lucas | C/O Harbert Management Corporation 2100 Third Avenue North, Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1642538 | Harbert Discovery Fund Gp, Llc | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1771491 | Harbert Discovery Co-Investment Fund I, Lp | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No | |
1771499 | Harbert Discovery Co-Investment Fund I Gp, Llc | 2100 Third Avenue North Suite 600 Birmingham AL 35203 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value ("Common Stock") | Disposition | 2021-03-15 | 100,000 | $4.75 | 5,520,681 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-03-15 | 44,768 | $5.00 | 5,475,913 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-03-16 | 200,000 | $4.70 | 5,275,913 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2021-03-16 | 100,000 | $4.54 | 5,175,913 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The securities reported herein are held by Harbert Discovery Fund, LP (the "Discovery Fund") and Harbert Discovery Co-Investment Fund I, LP (the "Discovery Co-Investment Fund" and together with the Discovery Fund, the "Funds"). Harbert Discovery Fund GP, LLC ( the "Discovery Fund GP") is the general partner of the Discovery Fund, and Harbert Discovery Co-Investment Fund I GP, LLC is the general partner of the Discovery Co-Investment Fund (and together with Harbert Discovery Fund GP, the "Fund GPs"). Harbert Fund Advisors, Inc. is the investment adviser to the Funds. Harbert Management Corporation ("HMC") is the managing member of the Fund GPs. Jack Bryant is a Senior Advisor to the Discovery Fund, and a Vice President and Senior Managing Director of HMC. Kenan Lucas is the managing director and portfolio manager of the Funds. Raymond Harbert is the controlling shareholder, Chairman and Chief Executive Officer of HMC.