Filing Details
- Accession Number:
- 0001562180-21-002304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 17:26:39
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 17:26:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318008 | Zumiez Inc | ZUMZ | Retail-Apparel & Accessory Stores (5600) | 911040022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556913 | Codington Christopher Work | 4001 204Th Street Sw Lynnwood WA 98036 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-15 | 2,973 | $17.70 | 45,465 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-15 | 2,973 | $45.13 | 42,492 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-03-15 | 3,862 | $45.31 | 46,354 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-03-16 | 699 | $44.53 | 45,655 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-15 | 2,973 | $0.00 | 2,973 | $17.70 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-03-15 | 7,712 | $0.00 | 7,712 | $45.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-03-13 | No | 4 | M | Direct | |
7,712 | 2031-03-15 | No | 4 | A | Direct |
Footnotes
- The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.
- The share total includes 11,726 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- The shares acquired represent a grant of restricted stock that will vest over 3 years.
- Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
- Options subject to this grant vest over a 4-year period in equal annual installments.