Filing Details

Accession Number:
0001209191-21-021346
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 16:30:11
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 16:30:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256735 G Michael Mccaffery C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-15 106,904 $86.51 748,508 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-03-15 25,873 $87.40 722,635 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-03-15 51,694 $88.33 670,941 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-03-15 5,012 $89.35 665,929 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 321,699 Direct
Footnotes
  1. Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Shares are held by the McCaffery Family Trust as amended 12/18/00, of which the Reporting Person is trustee.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.995. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.