Filing Details
- Accession Number:
- 0001104659-21-037684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 16:06:34
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 16:06:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259393 | Eric Smit | 1252 Borregas Avenue Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 3,000 | $6.29 | 132,187 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 2,000 | $2.50 | 134,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 3,000 | $10.35 | 131,187 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-15 | 2,000 | $10.35 | 129,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-15 | 2,000 | $0.00 | 2,000 | $2.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-15 | 3,000 | $0.00 | 3,000 | $6.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2027-09-19 | No | 4 | M | Direct | |
| 40,000 | 2024-09-11 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
- Represents average price. These shares were sold in multiple transactions ranging in price from $10.26 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
- The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.
Billionaire Hedge Funds
