Filing Details
- Accession Number:
- 0001127602-21-010987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 14:33:09
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 14:33:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738439 | Luis Rojo | 22 West Frontage Road Northfield IL 60093 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 1,100 | $70.86 | 5,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 601 | $129.87 | 4,706 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-03-15 | 146 | $129.87 | 4,207 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-16 | 350 | $128.04 | 3,857 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Share Units | Acquisiton | 2021-03-15 | 5 | $128.49 | 5 | $0.00 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-03-15 | 1,100 | $0.00 | 1,100 | $70.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,213 | No | 4 | A | Direct | ||
| 9,221 | 2019-05-02 | 2028-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 231 | Indirect | By Esop II Trust |
Footnotes
- The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of shares to satisfy tax liability on exercise of SARs.
- Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
- Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
- Share units convert on a one-for-one basis into Common Stock.
- Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
- Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend feature of the MIP.
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