Filing Details
- Accession Number:
- 0000920112-21-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 10:34:34
- Reporting Period:
- 2021-03-16
- Accepted Time:
- 2021-03-17 10:34:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581717 | Christopher Hylen | 1398 Central Avenue Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Depository Shares | Acquisiton | 2021-03-16 | 401 | $27.75 | 401 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2021-03-16 | 2,279 | $28.25 | 2,680 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2021-03-16 | 320 | $28.15 | 3,000 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2021-03-16 | 200 | $27.99 | 3,200 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2021-03-16 | 200 | $28.14 | 3,400 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2021-03-16 | 100 | $28.10 | 3,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Depository Shares | 0 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2020 Director Restricted Stock Units (retainer) | $0.00 | 324 | 0 | Direct | ||
| Common Stock | 2020 Director Restricted Stock Units | $0.00 | 884 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 324 | 0 | Direct | |
| 884 | 0 | Direct |
Footnotes
- Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
Billionaire Hedge Funds
