Filing Details
- Accession Number:
- 0001567619-21-006458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 21:14:12
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-03-16 21:14:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1689657 | Berkeley Lights Inc. | BLI | Laboratory Analytical Instruments (3826) | 352415390 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1817475 | Shaun Holt | C/O Berkeley Lights, Inc. 5858 Horton Street, Suite 320 Emeryville CA 94608 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-03-12 | 63,310 | $2.26 | 64,646 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-12 | 52,083 | $2.10 | 116,729 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-12 | 40,956 | $6.26 | 157,685 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-03-12 | 13,546 | $11.06 | 171,231 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-03-12 | 86,201 | $53.93 | 85,030 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-12 | 83,659 | $54.27 | 1,371 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-12 | 35 | $55.13 | 1,336 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-03-12 | 1,336 | $54.08 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 63,310 | $0.00 | 63,310 | $2.26 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 52,083 | $0.00 | 52,083 | $2.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 40,956 | $0.00 | 40,956 | $6.26 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-12 | 13,546 | $0.00 | 13,546 | $11.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
174,390 | 2025-11-30 | No | 4 | M | Direct | |
47,917 | 2027-11-01 | No | 4 | M | Direct | |
59,044 | 2029-02-06 | No | 4 | M | Direct | |
36,454 | 2030-03-04 | No | 4 | M | Direct |
Footnotes
- Includes 1,336 shares purchased pursuant to the Berkeley Lights, Inc.'s (the "Company") employee stock purchase plan.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.12 to $54.1148. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $55.05. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $54.25. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock option is currently exercisable.
- The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on November 2, 2021.
- The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on February 7, 2023.
- The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on February 1, 2024.