Filing Details

Accession Number:
0001433195-21-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-16 20:12:00
Reporting Period:
2021-03-12
Accepted Time:
2021-03-16 20:12:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315423 Kathleen Ida Kane 50 Castilian Drive
Santa Barbara CA 93117
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-03-12 14,436 $0.00 14,436 No 4 C Indirect By Trust
Class A Common Stock Disposition 2021-03-12 2,500 $140.00 11,936 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-03-12 2,500 $140.02 9,436 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-03-15 4,800 $141.21 4,636 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-03-15 200 $141.36 4,436 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-03-12 14,436 $0.00 14,436 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
  2. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.