Filing Details
- Accession Number:
- 0001433195-21-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 20:12:00
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-03-16 20:12:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433195 | Appfolio Inc | APPF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315423 | Kathleen Ida Kane | 50 Castilian Drive Santa Barbara CA 93117 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-03-12 | 14,436 | $0.00 | 14,436 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-12 | 2,500 | $140.00 | 11,936 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-12 | 2,500 | $140.02 | 9,436 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-15 | 4,800 | $141.21 | 4,636 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-03-15 | 200 | $141.36 | 4,436 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-03-12 | 14,436 | $0.00 | 14,436 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.