Filing Details
- Accession Number:
- 0001209191-21-021094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 18:52:18
- Reporting Period:
- 2021-03-12
- Accepted Time:
- 2021-03-16 18:52:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524223 | Manning & Napier Inc. | MN | Investment Advice (6282) | 452609100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771350 | Pickett Christopher Briley | C/O Manning &Amp; Napier, Inc. 290 Woodcliff Drive Fairport NY 14450 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | Disposition | 2021-03-12 | 5,300 | $7.48 | 133,774 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.38 to $7.58, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- Includes 117,476 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting as follows: (i) 9,346 of such restricted stock units will vest on December 31, 2021; (ii) 4,673 of such restricted stock units will vest on December 31, 2022; (iii) one fourth of 78,947 of such restricted stock units will vest on each of February 3, 2022, February 3, 2023, February 3, 2024 and February 3, 2025; and (iv) one fourth of 24,510 of such restricted stock units will vest on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026.