Filing Details
- Accession Number:
- 0001209191-21-021066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 18:33:05
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-16 18:33:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931015 | Polaris Inc. | PII | Miscellaneous Transportation Equipment (3790) | 411790959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418237 | D. Michael Dougherty | 2100 Highway 55 Medina MN 55340 | President-Motorcycles & Int'l | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 16,109 | $89.39 | 35,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 16,109 | $140.00 | 19,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2021-03-15 | 16,109 | $0.00 | 16,109 | $89.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,109 | 2027-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,837 | Indirect | by spouse's trust |
| Common Stock | 3,321 | Indirect | by son |
| Common Stock | 3,349 | Indirect | by daughter |
| Common Stock | 4,700 | Indirect | by ESOP |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.
- Reflects the weighted average price of 16,109 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $140.00 to $140.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
- Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reportingperson and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are thebeneficiaries.
- Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
- Estimate of the number of shares held in the reporting person's ESOP fund as of March 15, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
- The option vests in two equal installments on January 25, 2019 and January 25, 2021.
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