Filing Details
- Accession Number:
- 0001104659-21-037273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 18:19:07
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-16 18:19:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1834622 | Hayward Holdings Inc. | HAYW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461045 | L Arthur Soucy | C/O Hayward Holdings, Inc. 400 Connell Drive, Suite 6100 Berkeley Heights NJ 07922 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-03-11 | 250 | $0.00 | 0 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2021-03-11 | 59,391 | $0.00 | 59,391 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2021-03-11 | 7,352 | $0.00 | 66,743 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-03-16 | 5,550 | $17.00 | 72,293 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-03-02 | 650 | $0.00 | 650 | $97.75 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-03-02 | 126,750 | $0.00 | 126,750 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-08-04 | No | 4 | J | Direct | |
| 126,750 | 2027-08-04 | No | 4 | J | Direct |
Footnotes
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").
- Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.
- Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.
- The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.
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