Filing Details
- Accession Number:
- 0001181431-11-025337
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-26 09:27:23
- Reporting Period:
- 2010-11-23
- Filing Date:
- 2011-04-26
- Accepted Time:
- 2011-04-26 09:27:23
- Original Submission Date:
- 2010-11-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258861 | B Ollin Sykes | C/O Charles &Amp; Colvard Ltd 300 Perimeter Park Dr., Ste A Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-23 | 5,000 | $2.13 | 574,965 | No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| Common Stock | Acquisiton | 2010-11-23 | 2,000 | $2.12 | 576,965 | No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| Common Stock | Acquisiton | 2010-11-23 | 5,000 | $2.16 | 581,965 | No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| Common Stock | Acquisiton | 2010-11-23 | 6,000 | $2.15 | 587,965 | No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
| No | 4 | P | Indirect | By Sykes & Company Profit Sharing |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 294,830 | Direct | |
| Common Stock | 6,020 | Indirect | By SEP IRA |
| Common Stock | 4,787 | Indirect | By spouse |
| Common Stock | 918 | Indirect | By Sykesco Investment Partners |
Footnotes
- Ollin Sykes is the trustee of the Sykes & Company Profit Sharing Plan and Trust. Of the acquired shares, 2,500 were purchased through Mr. Sykes's personal 401(k) plan. The aggregate shares of the Issuer's common stock reported as held by the plan include 45,575 shares held in Mr. Sykes's personal 401(k) account under the plan.
- Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares.
- The reporting person's original Form 4, filed on November 23, 2010, overstated the number of shares acquired by 500 shares. The amount of shares beneficially owned have been updated to reflect the difference.
Billionaire Hedge Funds
