Filing Details
- Accession Number:
- 0001437749-21-006173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 16:23:55
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-16 16:23:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399121 | J Thomas Fallon | C/O Hercules Capital, Inc. 400 Hamilton Avenue Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 90 | $16.60 | 49,937 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 15,000 | $11.44 | 64,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 15,000 | $16.56 | 49,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
- Average sale price. Shares sold at prices between $16.55 and $16.59.
Billionaire Hedge Funds
