Filing Details
- Accession Number:
- 0001493152-21-006108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 15:59:50
- Reporting Period:
- 2021-02-19
- Accepted Time:
- 2021-03-16 15:59:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559998 | Gaucho Group Holdings Inc. | VINO | Land Subdividers & Developers (No Cemeteries) (6552) | 522158952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1847184 | Edie Rodriguez | 1764 Victoria Pointe Circle Weston, FL 33327 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-19 | 8,333 | $6.00 | 8,333 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2021-02-19 | 8,333 | $0.00 | 8,333 | $6.00 |
Common Stock | Stock Option | Acquisiton | 2020-09-28 | 6,667 | $0.00 | 6,667 | $9.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,333 | 2021-02-19 | 2022-08-19 | No | 4 | P | Direct |
6,667 | 2025-09-08 | No | 4 | A | Direct |
Footnotes
- Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
- Options issued pursuant to the 2018 Equity Incentive Plan on September 28, 2020 at $9.08 per share. 1,667 shares vest on 9/8/2021; thereafter 417 shall vest every three months.