Filing Details
- Accession Number:
- 0001161697-21-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-16 09:00:41
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-16 09:00:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1074828 | Know Labs Inc. | KNWN | Measuring & Controlling Devices, Nec (3829) | 900273142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484963 | Jon Pepper | 500 Union Street Suite 810 Seattle WA 98101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 50,000 | $2.00 | 358,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2021-03-15 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2021-03-15 | 2026-03-15 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $1.10 | 2019-11-04 | 2024-11-04 | 52,500 | 52,500 | Direct |
| Common Stock | Warrant to Purchase Common Stock | $1.53 | 2020-12-15 | 2025-12-15 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-11-04 | 52,500 | 52,500 | Direct |
| 2025-12-15 | 20,000 | 20,000 | Direct |
Footnotes
- Option shares vest immediately.
- Price subject to adjustment.
- The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021.
Billionaire Hedge Funds
