Filing Details
- Accession Number:
- 0000899243-21-011836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-15 21:53:48
- Reporting Period:
- 2021-03-11
- Accepted Time:
- 2021-03-15 21:53:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757715 | Mohawk Group Holdings Inc. | MWK | Electric Housewares & Fans (3634) | 831739858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1778022 | Mihal Chaouat-Fix | C/O Mohawk Group Holdings, Inc. 37 E 18Th Street, 7Th Floor New York NY 10003 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-11 | 60,288 | $34.35 | 263,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-11 | 4,127 | $31.65 | 258,985 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-12 | 862 | $9.72 | 259,847 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-12 | 31,310 | $4.80 | 291,197 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-12 | 862 | $0.00 | 862 | $9.72 |
| Common Stock | Employee StockOption (right to buy) | Disposition | 2021-03-12 | 31,310 | $0.00 | 31,310 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 140,163 | 2028-12-28 | No | 4 | M | Direct | |
| 0 | 2025-06-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
- The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
- 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
- All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.
- 1/4th of the number of shares subject to the option vested on June 16, 2015 and 1/48th of the number of shares subject to the option vested following each one month period of service thereafter.
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