Filing Details

Accession Number:
0000899243-21-011833
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-15 21:51:31
Reporting Period:
2021-03-11
Accepted Time:
2021-03-15 21:51:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757715 Mohawk Group Holdings Inc. MWK Electric Housewares & Fans (3634) 831739858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1778026 Zion Yaniv Sarig C/O Mohawk Group Holdings, Inc.
37 E 18Th Street, 7Th Floor
New York NY 10003
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-11 282,051 $9.72 541,877 No 4 M Direct
Common Stock Disposition 2021-03-11 20,108 $34.35 521,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-11 282,051 $0.00 282,051 $9.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-12-28 No 4 M Direct
Footnotes
  1. The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
  3. 776,315 shares held of record by the Sarig-Bulow Family Trust previously reported as indirect ownership by the Reporting Person are not being reported on this Form 4 and will not be reported on future Form 4's by the Reporting Person because the Reporting Person does not beneficially own such shares pursuant to the arrangements of the Trust.
  4. Pursuant to the initial terms of the option, 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option would vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The Issuer accelerated the vesting of 60,000 shares subject to the option to March 11, 2021.